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Advisor at TRUE NORTH ADVISORS, LLC
DALLAS, TX | KERRVILLE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUE NORTH ADVISORS, LLC | Independent wealth | Sep 17, 2024 | n/a | yes | DALLAS, TX|KERRVILLE, TX | Current employment |
| CLEAR ROCK ADVISORS, LLC | Former SEC adviser | Feb 19, 2016 | Sep 17, 2024 | no | KERRVILLE, TX | Previous registration |
| MATTERHORN CAPITAL MANAGEMENT, LLC | Former SEC adviser | Apr 22, 2015 | Dec 21, 2015 | no | SAN ANTONIO, TX | Previous registration |
| BNY MELLON ADVISORS, INC. | Bank affiliated wealth | Apr 9, 2002 | Mar 2, 2004 | no | MALVERN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLEAR ROCK ADVISORS, LLC | TRUE NORTH ADVISORS, LLC | Sep 17, 2024 | Sep 17, 2024 | 0 | Firm change | RIA to RIA |
| MATTERHORN CAPITAL MANAGEMENT, LLC | CLEAR ROCK ADVISORS, LLC | Dec 21, 2015 | Feb 19, 2016 | 60 | Firm change | Other |
| BNY MELLON ADVISORS, INC. | MATTERHORN CAPITAL MANAGEMENT, LLC | Mar 2, 2004 | Apr 22, 2015 | 4,068 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282716:116048:TX:2024-09-17 | Sep 17, 2024 | Sep 17, 2024 | KERRVILLE, TX | Firm change |