DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
BEAVERTON, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Sep 7, 2018 | n/a | yes | BEAVERTON, OR | Current employment |
| L••••• F••••••••• I••• | Bd affiliated wealth | Jun 30, 2015 | Sep 4, 2018 | no | PORTLAND, OR|TIGARD, OR|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• F••••••••• I••• | E••••• J•••• | Sep 4, 2018 | Sep 7, 2018 | 3 | Firm change | Ibd to ibd |
| J•• C•••••• A•••••••• L•• | L••••• F••••••••• I••• | Jun 15, 2015 | Jun 30, 2015 |
| J•• C•••••• A•••••••• L•• | Former SEC adviser | Apr 11, 2012 | Jun 15, 2015 | no | PORTLAND, OR | Previous registration |
| P•••••• I••••••••• C••••••• L•• | Former SEC adviser | Aug 27, 2002 | Apr 11, 2012 | no | PORTLAND, OR|LAKE OSWEGO, OR|PORTLAND, OR|PORTLAND, OR | Previous registration |
| Firm change |
| Other |
| P•••••• I••••••••• C••••••• L•• | J•• C•••••• A•••••••• L•• | Apr 11, 2012 | Apr 11, 2012 | 0 | Firm change | Other |