DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

ADAM BRETT SIMON

Advisor at CENTAURUS FINANCIAL, INC.

SANDY SPRINGS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d32d0e9-d207-3b01-c363-ecc79d21db67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 17, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Adam Brett Simon

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTAURUS FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 18, 1996
First registration: May 17, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 2524249

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Feb 8, 2016	n/a	yes	SANDY SPRINGS, GA	Current employment
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 17, 2007	Dec 31, 2015	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CENTAURUS FINANCIAL, INC.	Dec 31, 2015	Feb 8, 2016	39	Firm change	Other

Relationships

Registered with (2)

→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: current employment
Feb 8, 2016 to presentfactForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 17, 2007 to Dec 31, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d32d0e9-d207-3b01-c363-ecc79d21db67
First observed: May 17, 2007
Last observed: Sep 14, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADAM BRETT SIMON

Advisor at CENTAURUS FINANCIAL, INC.

SANDY SPRINGS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d32d0e9-d207-3b01-c363-ecc79d21db67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CENTAURUS FINANCIAL, INC.

Bd affiliated wealth

Feb 8, 2016

n/a

yes

SANDY SPRINGS, GA

Current employment

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

Former SEC adviser

May 17, 2007

Dec 31, 2015

ATLANTA, GA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

CENTAURUS FINANCIAL, INC.

Dec 31, 2015

Feb 8, 2016

Firm change

Other