DFX Intelligence

K••• W•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

K••• W•••••• S•••••••

Advisor at A••••• T••••• P•••••• W•••••

••• Locked

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Search this name across graphsid dfx:ria:1d3353d0-f379-11d2-0376-b11edf6a428e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• T••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 6, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• T••••• P•••••• W•••••	Independent wealth	Feb 16, 2023	n/a	yes	Denver, CO\|Colorado Springs, CO\|SCOTTSDALE, AZ	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Feb 22, 2023	no	COLORADO SPRINGS, CO\|DENVER, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|WOODBURY, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••• T••••• P•••••• W•••••	Feb 22, 2023	Feb 16, 2023	-6	Firm change	Wirehouse to RIA
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (3)

→ A••••• T••••• P•••••• W•••••Registered adviserregistration: current employment
Feb 16, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Feb 22, 2023factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Apr 6, 2001 to Jan 3, 2011factForm ADV

Dated events

Occurred
Feb 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d3353d0-f379-11d2-0376-b11edf6a428e
First observed: Apr 6, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.