DFX Intelligence

G•••••• T••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)25 years in industry

G•••••• T••• P•••••

Advisor at T••••••••• P•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d390a97-6e4f-3631-c71a-63737ae71b2d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• P•••••••• L••	Independent wealth	Feb 7, 2025	n/a	yes	San Diego, CA\|Scottsdale, AZ\|CHEVY CHASE, MD	Current employment
T••••••••• W•••••• L••	Independent wealth	Oct 18, 2023	Aug 12, 2025	no	CHEVY CHASE, MD\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• W•••••• L••	T••••••••• P•••••••• L••	Aug 12, 2025	Feb 7, 2025	-186	Firm change after gap	RIA to new firm
U••••• C•••••• F•••••••• A•••••••	T••••••••• W•••••• L••	Nov 3, 2023	Oct 18, 2023

Team moves

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Team	Left	Joined	From	Kind
134600:328398:CA:2023-11-02	Nov 3, 2023	Oct 18, 2023	SAN DIEGO, CA	Firm change

Relationships

Registered with (4)

→ T••••••••• P•••••••• L••Registered adviserregistration: current employment
Feb 7, 2025 to presentfactForm ADV
→ T••••••••• W•••••• L••Registered adviserregistration: previous registration
Oct 18, 2023 to Aug 12, 2025factForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Aug 24, 2010 to Nov 3, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Aug 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d390a97-6e4f-3631-c71a-63737ae71b2d
First observed: Mar 3, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.