DFX Intelligence

J••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

J••••• B••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

BAYSIDE, WI | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:1d4016d5-f189-81d3-b876-acfa378bdf57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 11, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 4, 2022	n/a	yes	PLYMOUTH, MN\|BAYSIDE, WI	Current employment
M••••• O• O•••• I••••••• S•••••••• I•••	Independent wealth	Jan 3, 2022	Sep 14, 2022	no	Waukesha, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• O• O•••• I••••••• S•••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Sep 14, 2022	Nov 4, 2022	51	Firm change	RIA to ibd
N••••••••• M••••• I••••••••• S•••••••••	M••••• O• O•••• I••••••• S•••••••• I•••	Nov 10, 2021

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 4, 2022 to presentfactForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2022 to Sep 14, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
May 28, 2020 to Nov 10, 2021factForm ADV
→ A•••• W••••• M••••••••• L••

Dated events

Occurred
Sep 14, 2022
Advisor changed firm
J••••• B•••• left M••••• O• O•••• I••••••• S•••••••• I••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2022-11-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d4016d5-f189-81d3-b876-acfa378bdf57
First observed: Dec 11, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.