DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JEFFREY BRETT VAUGHN

Advisor at SYNERGY INVESTMENT GROUP, LLC

KANNAPOLIS, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d472292-cd65-b1ec-2655-745f5bcc9d38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYNERGY INVESTMENT GROUP, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66|S63
First exam: Jul 15, 1994
First registration: Dec 13, 2007
Dual registered: yes, broker-dealer
Other names: JEFF VAUGHN
IAPD individual key: 2505687

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Aug 16, 2012	n/a	yes	KANNAPOLIS, NC	Current employment
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Feb 18, 2010	Mar 6, 2012	no	KANNAPOLIS, NC\|CHARLOTTE, NC	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jun 13, 2008	Feb 1, 2010	no	MIDLAND, NC\|KANNAPOLIS, NC\|DAVIDSON, NC\|KANNAPOLIS, NC\|MOORESVILLE, NC\|NAPLES, FL\|LANDIS, NC\|TROUTMAN, NC\|KANNAPOLIS, NC	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Dec 13, 2007	Jun 16, 2008	no	CHARLOTTE, NC\|CHARLOTTE, NC\|KANNAPOLIS, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIFTH THIRD SECURITIES, INC.	SYNERGY INVESTMENT GROUP, LLC	Feb 1, 2010	Feb 18, 2010	17	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	FIFTH THIRD SECURITIES, INC.	Jun 16, 2008	Jun 13, 2008	-3	Firm change	Other

Relationships

Registered with (3)

→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Feb 18, 2010 to Mar 6, 2012factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jun 13, 2008 to Feb 1, 2010factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Dec 13, 2007 to Jun 16, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d472292-cd65-b1ec-2655-745f5bcc9d38
First observed: Dec 13, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JEFFREY BRETT VAUGHN

Advisor at SYNERGY INVESTMENT GROUP, LLC

KANNAPOLIS, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d472292-cd65-b1ec-2655-745f5bcc9d38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SYNERGY INVESTMENT GROUP, LLC

Former SEC adviser

Aug 16, 2012

n/a

yes

KANNAPOLIS, NC

Current employment

SYNERGY INVESTMENT GROUP, LLC

Former SEC adviser

Feb 18, 2010

Mar 6, 2012

KANNAPOLIS, NC|CHARLOTTE, NC

Previous registration

FIFTH THIRD SECURITIES, INC.

Bd affiliated wealth

Jun 13, 2008

Feb 1, 2010

Previous registration

UVEST FINANCIAL SERVICES GROUP, INC.

n/a

Dec 13, 2007

Jun 16, 2008

CHARLOTTE, NC|CHARLOTTE, NC|KANNAPOLIS, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIFTH THIRD SECURITIES, INC.

SYNERGY INVESTMENT GROUP, LLC

Feb 1, 2010

Feb 18, 2010

Firm change

Other

UVEST FINANCIAL SERVICES GROUP, INC.

FIFTH THIRD SECURITIES, INC.

Jun 16, 2008

Jun 13, 2008

-3

Firm change

Other