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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHAEL EDWARD FRIEDMAN

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Waxhaw, NC

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Search this name across graphsid dfx:ria:1d49f1b8-a7ab-0f92-b6b8-cb46b89c3d01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 6, 2001
First registration: Apr 24, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 3001504

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Apr 29, 2016	n/a	yes	Waxhaw, NC	Current employment
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Sep 16, 2013	Jul 31, 2015	no	SAN ANTONIO, TX\|GURNEE, IL	Previous registration
MPS-LORIA FINANCIAL PLANNERS,LLC	Independent wealth	Aug 10, 2012	Jul 1, 2013	no	BURR RIDGE, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 29, 2011	Jul 25, 2012	no	MILWAUKEE, WI\|SCHAUMBURG, IL\|MENOMONEE FALLS, WI\|HUNTLEY, IL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Jul 29, 2011	no	HOFFMAN ESTATES, IL\|GLEN ELLYN, IL\|WHEATON, IL\|CAROL STREEM, IL\|SCHAUMBURG, IL\|SCHAUMBURG, IL\|WHEATON, IL\|ELK GROVE VILLAGE, IL\|GLEN ELLYN, IL\|WHEATON, IL\|CAROL STREEM, IL	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jul 18, 2008	Nov 13, 2009	no	WHEATON, IL\|WHEATON, IL\|GLEN ELLYN, IL\|CAROL STREEM, IL\|WHEATON, IL\|ELK GROVE VILLAGE, IL\|SCHAUMBURG, IL\|SCHAUMBURG, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 24, 2006	Apr 4, 2008	no	BUFFALO GROVE, IL\|ITASCA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT PROFESSIONALS, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Jul 31, 2015	Apr 29, 2016	273	Firm change	Other
MPS-LORIA FINANCIAL PLANNERS,LLC	INVESTMENT PROFESSIONALS, INC.	Jul 1, 2013	Sep 16, 2013	77	Firm change	Other
WELLS FARGO ADVISORS	MPS-LORIA FINANCIAL PLANNERS,LLC	Jul 25, 2012	Aug 10, 2012	16	Firm change	Other
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Jul 29, 2011	Jul 29, 2011	0	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
MSI FINANCIAL SERVICES, INC.	NATCITY INVESTMENTS, INC.	Apr 4, 2008	Jul 18, 2008	105	Firm change	Other

Relationships

Registered with (7)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Apr 29, 2016 to presentfactForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Sep 16, 2013 to Jul 31, 2015factForm ADV
→ MPS-LORIA FINANCIAL PLANNERS,LLCRegistered adviserregistration: previous registration
Aug 10, 2012 to Jul 1, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 29, 2011 to Jul 25, 2012factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Jul 29, 2011factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 18, 2008 to Nov 13, 2009factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 24, 2006 to Apr 4, 2008factForm ADV

Dated events

No dated event names this entity yet.