This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$1.4BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$1.4B

Private client RAUM

$1.3BderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

10

RAUM per advisor

$135Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

30

Advisory employees

11

Offices

11Schedule D 1.F, beyond the principal office

Accounts

3,662

Individual clients

517

High net worth clients

389

Custody, client assets

$77.3M

SEC number

801-55992

CIK

1649107

CRD

109419

Filings on the tape

26

First filed

Mar 23, 2012

Latest filed

Mar 30, 2026

Organised

Limited Liability Company, FL

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1d4c5b99-8bbe-69a3-8b2a-b58d7c454a70

First observed

Mar 23, 2012

Last observed

Mar 30, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.