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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MICHAEL ZELLER

Advisor at SOFI WEALTH LLC

SAN FRANCISCO, CA | JACKSONVILLE, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 1, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOFI WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 13, 2007
First registration: Aug 1, 2018
Dual registered: yes, broker-dealer
Other names: MIKE ZELLER|MICHAEL NMN ZELLER|Michael Perez Chavarria
IAPD individual key: 4291251

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOFI WEALTH LLC	Bd affiliated wealth	Dec 18, 2025	n/a	yes	JACKSONVILLE, FL\|SAN FRANCISCO, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 15, 2020	Dec 18, 2024	no	JACKSONVILLE, FL\|ORLANDO, FL\|JACKSONVILLE, FL\|SAINT JOHNS, FL\|RAIFORD, FL\|DORAL, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|TALLAHASSEE, FL\|JACKSONVILLE, FL\|PEMBROKE PARK, FL\|ST JOHNS, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 5, 2020	Aug 6, 2020	no	ORLANDO, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 1, 2018	Aug 12, 2019	no	ROCKLEDGE, FL\|MELBOURNE, FL\|MELBOURNE, FL\|ROCKLEDGE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SOFI WEALTH LLC	Dec 18, 2024	Dec 18, 2025	365	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	LPL FINANCIAL LLC	Aug 6, 2020	Dec 15, 2020	131	Firm change	Ibd to ibd
LPL FINANCIAL LLC	PRUCO SECURITIES, LLC	Aug 12, 2019	Jun 5, 2020	298	Firm change	Ibd to ibd

Relationships

Registered with (3)

→ SOFI WEALTH LLCRegistered adviserregistration: current employment
Dec 18, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 15, 2020 to Dec 18, 2024factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 5, 2020 to Aug 6, 2020factForm ADV

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
Michael Zeller left Lpl Financial Llc for Sofi Wealth Llc (registered 2025-12-18)
Form ADVobserved 5 days ago