DFX Intelligence

G••• M••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

G••• M••••• B•••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

SOUTHFIELD, MI | NORTHPORT, MI

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Search this name across graphsid dfx:ria:1d6270d4-d63f-f697-093a-2c6fafd89042

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 25, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 23, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Aug 10, 2020	n/a	yes	SOUTHFIELD, MI\|NORTHPORT, MI	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jan 30, 2009	Aug 19, 2020	no	Birmingham, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Aug 19, 2020	Aug 10, 2020	-9	Firm change	Wirehouse to ibd
M••••• S•••••• • C•• L••	U•• F•••••••• S••••••• I•••	Feb 2, 2009	Jan 30, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:793:MI:2020-08-19	Aug 19, 2020	Aug 10, 2020	BIRMINGHAM, MI	Firm change

Relationships

Registered with (4)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Aug 10, 2020 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2009 to Aug 19, 2020factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Apr 2, 2007 to Feb 2, 2009factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d6270d4-d63f-f697-093a-2c6fafd89042
First observed: Nov 25, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.