DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

KAREN MARIE JORGENSEN

Advisor at SANCTUARY ADVISORS

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d736bb2-6f26-0d32-e8ab-e8f9ad47752c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANCTUARY ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 18, 1991
First registration: Apr 28, 2000
Dual registered: yes, broker-dealer
Other names: KAREN M JORGENSEN
IAPD individual key: 1504873

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANCTUARY ADVISORS	Independent wealth	Jan 13, 2017	n/a	yes	DENVER, CO	Current employment
CROSSPOINT CAPITAL MANAGEMENT	Former SEC adviser	Feb 7, 2012	Jan 25, 2017	no	GREENWOOD VILLAGE, CO\|ORINDA, CA	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 1, 2004	Aug 19, 2011	no	GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 28, 2000	Apr 6, 2004	no	ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CROSSPOINT CAPITAL MANAGEMENT	SANCTUARY ADVISORS	Jan 25, 2017	Jan 13, 2017	-12	Firm change	Other
RBC CAPITAL MARKETS, LLC	CROSSPOINT CAPITAL MANAGEMENT	Aug 19, 2011	Feb 7, 2012	172	Firm change	Other
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Apr 6, 2004	Apr 1, 2004	-5	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ SANCTUARY ADVISORSRegistered adviserregistration: current employment
Jan 13, 2017 to presentfactForm ADV
→ CROSSPOINT CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Feb 7, 2012 to Jan 25, 2017factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Apr 1, 2004 to Aug 19, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 28, 2000 to Apr 6, 2004factForm ADV

Dated events

No dated event names this entity yet.