DFX Intelligence

S•••••• L•• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••••• L•• G••••••

Advisor at G•••••• G•••••• • S••••• L••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• G•••••• • S••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• G•••••• • S••••• L••	Independent wealth	Oct 22, 2010	n/a	yes	Sewickley, PA\|SCOTTSDALE, AZ\|PITTSBURGH, PA\|New York, NY	Current employment
A•••• F•••••••• G••••• I•••	n/a	Sep 15, 2008	Sep 28, 2010	no	PHOENIZ, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• F•••••••• G••••• I•••	G•••••• G•••••• • S••••• L••	Sep 28, 2010	Oct 22, 2010	24	Firm change	Other
C••••• A•••••• N••••••• L••	A•••• F•••••••• G••••• I•••	Sep 17, 2008	Sep 15, 2008

Relationships

Registered with (4)

→ G•••••• G•••••• • S••••• L••Registered adviserregistration: current employment
Oct 22, 2010 to presentfactForm ADV
→ A•••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 15, 2008 to Sep 28, 2010factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Mar 27, 2000 to Sep 17, 2008factForm ADV
→ V••• F•••••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 27, 2000
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.