RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• L•• G••••••
- G•••••• G•••••• • S••••• L•• independent RIA currentsince Oct 22, 2010 · Sewickley, Pa
- A•••• F•••••••• G••••• I••• unclassifiedSep 15, 2008 to Sep 28, 2010 · Phoeniz, Az
- V••• F•••••••• P•••••••• L•• formerAug 14, 2000 to Sep 11, 2008 · Phoenix, Az
- C••••• A•••••• N••••••• L•• formerMar 27, 2000 to Sep 17, 2008 · Phoenix, Az
- A•••• F•••••••• G••••• I••• to G•••••• G•••••• • S••••• L••left Sep 28, 2010, registered Oct 22, 2010 (24 days) · Other
- C••••• A•••••• N••••••• L•• to V••• F•••••••• P•••••••• L••left Sep 17, 2008, registered Aug 14, 2000 (-2956 days) · Other
- V••• F•••••••• P•••••••• L•• to A•••• F•••••••• G••••• I•••left Sep 11, 2008, registered Sep 15, 2008 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address