W••••• C••••

Advisor at O••••• C•••• • A•••• A••••••• L••

RED BANK, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d7c8023-8267-c9f2-0b8a-9b7fa22513f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••• C•••• • A•••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 8, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••• C•••• • A•••• A••••••• L••	State registered	Jan 23, 2013	n/a	yes	RED BANK, NJ	Current employment
E•••• • Y•••• I••••••••• A••••••• L••	No RAUM reported	Feb 16, 2010	Mar 30, 2011	no	SECAUCUS, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••• • Y•••• I••••••••• A••••••• L••	O••••• C•••• • A•••• A••••••• L••	Mar 30, 2011	Jan 23, 2013	665	Firm change after gap	Other

Relationships

Registered with (2)

→ O••••• C•••• • A•••• A••••••• L••Registered adviserregistration: current employment
Jan 23, 2013 to presentfactForm ADV
→ E•••• • Y•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Feb 16, 2010 to Mar 30, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d7c8023-8267-c9f2-0b8a-9b7fa22513f4
First observed: Feb 16, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.