DFX Intelligence

D•••• P•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

D•••• P•••••• K••••••

Advisor at A•••• W••••• A•••••••

LOGAN, UT

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Search this name across graphsid dfx:ria:1d82ade5-5e0f-f3cb-0f3a-21404516a34e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••	Asset manager	Mar 13, 2025	n/a	yes	LOGAN, UT	Current employment
A•••• W••••• A•••••••	Independent wealth	May 17, 2022	n/a	yes	LOGAN, UT	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	A•••• W••••• A•••••••	May 12, 2022	May 17, 2022	5	Firm change	Ibd to RIA
C•••••• S••••• I••••••••• A•••••••• I••	C•••••• S••••• • C••• I•••	Jan 4, 2021	Jan 4, 2021

Relationships

Registered with (4)

→ C••••••••Registered adviserregistration: current employment
Mar 13, 2025 to presentfactForm ADV
→ A•••• W••••• A•••••••Registered adviserregistration: current employment
May 17, 2022 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 4, 2021 to May 12, 2022factForm ADV
→ C•••••• S••••• I••••••••• A•••••••• I••

Dated events

Occurred
May 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d82ade5-5e0f-f3cb-0f3a-21404516a34e
First observed: May 13, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.