DFX Intelligence

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RIA / WealthAdvisor22 years in industry

SPENCER SOUTHARD KELLY

Advisor at REGATTA CAPITAL GROUP, LLC

EL SEGUNDO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d86a415-99e6-2fa2-ee25-50c0c4679afa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 18, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Spencer Southard Kelly

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGATTA CAPITAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 26, 2004
First registration: Jan 18, 2007
Dual registered: no
IAPD individual key: 4741392

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGATTA CAPITAL GROUP, LLC	Independent wealth	Nov 25, 2008	n/a	yes	EL SEGUNDO, CA	Current employment
EDWARD JONES	National bd RIA	Jan 18, 2007	May 6, 2008	no	EL SEGUNDO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	REGATTA CAPITAL GROUP, LLC	May 6, 2008	Nov 25, 2008	203	Firm change	Other

Relationships

Registered with (2)

→ REGATTA CAPITAL GROUP, LLCRegistered adviserregistration: current employment
Nov 25, 2008 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 18, 2007 to May 6, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d86a415-99e6-2fa2-ee25-50c0c4679afa
First observed: Jan 18, 2007
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPENCER SOUTHARD KELLY

Advisor at REGATTA CAPITAL GROUP, LLC

EL SEGUNDO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d86a415-99e6-2fa2-ee25-50c0c4679afa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

REGATTA CAPITAL GROUP, LLC

Independent wealth

Nov 25, 2008

n/a

yes

EL SEGUNDO, CA

Current employment

EDWARD JONES

National bd RIA

Jan 18, 2007

May 6, 2008

EL SEGUNDO, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EDWARD JONES

REGATTA CAPITAL GROUP, LLC

May 6, 2008

Nov 25, 2008

203

Firm change

Other