C••••• F• D••••

Advisor at M••••• S••••••

Colchester, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d8bf4ee-e29c-c165-dc19-dc0e55d2e88f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 29, 2022	n/a	yes	Colchester, VT	Current employment
M•••• C•••••• M••••••••• I•••	Independent wealth	Jul 26, 2019	Jul 27, 2022	no	MONTPELIER, VT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C•••••• M••••••••• I•••	M••••• S••••••	Jul 27, 2022	Jun 29, 2022	-28	Firm change	RIA to wirehouse
M••••• S••••••	M•••• C•••••• M••••••••• I•••	Feb 12, 2018	Jul 26, 2019

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: previous registration
Mar 18, 2011 to Feb 12, 2018factForm ADV
→ M•••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 26, 2019 to Jul 27, 2022factForm ADV

Dated events

Occurred
Jul 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d8bf4ee-e29c-c165-dc19-dc0e55d2e88f
First observed: Mar 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.