DFX Intelligence

R•••••• B•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

R•••••• B•••••• M•••••

Advisor at W••• W••••• G••••• L••

IRVINE, CA | Indian Wells, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••• W••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••• W••••• G••••• L••	Independent wealth	Oct 26, 2021	n/a	yes	IRVINE, CA\|Indian Wells, CA	Current employment
C••••• M••••••	Independent wealth	Jan 30, 2019	Dec 3, 2021	no	INDIAN WELLS, CA\|IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• M••••••	W••• W••••• G••••• L••	Dec 3, 2021	Oct 26, 2021	-38	Firm change after gap	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
111458:316644:CA:2021-12-03	Dec 3, 2021	Oct 26, 2021	IRVINE, CA	Firm change after gap

Relationships

Registered with (2)

→ W••• W••••• G••••• L••Registered adviserregistration: current employment
Oct 26, 2021 to presentfactForm ADV
→ C••••• M••••••Registered adviserregistration: previous registration
Jan 30, 2019 to Dec 3, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 30, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.