DFX Intelligence
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Reading the graph
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Advisor at M••••• S••••••
Columbia, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | n/a | yes | Columbia, MD | Current employment |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Feb 21, 2006 | Jun 1, 2009 | no | COLUMBIA, MD|NEW YORK, NY|COLUMBIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| L••• M•••• W••• W•••••• I••••••••• | C•••••••• G••••• M•••••• I••• | Feb 21, 2006 | Feb 21, 2006 |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Jan 6, 2004 | Feb 21, 2006 | no | COLUMBIA, MD | Previous registration |
| C•••••• F••••••••• L•• | Mixed wealth | May 23, 1991 | Feb 3, 2004 | no | OLNEY, MD | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C•••••• F••••••••• L•• | L••• M•••• W••• W•••••• I••••••••• | Feb 3, 2004 | Jan 6, 2004 | -28 | Firm change | Other |