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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS | KNOXVILLE, TN | Knoxville, TN | NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Jan 30, 2026 | n/a | yes | Knoxville, TN|OVERLAND PARK, KS|Knoxville, TN | Current employment |
| CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | Institutional manager | Sep 26, 2011 | n/a | yes | NEWPORT BEACH, CA|Knoxville, TN|KNOXVILLE, TN | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Jan 30, 2026 | no | KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| SAGEVIEW PRIVATE CLIENT GROUP, LLC | Former SEC adviser | Mar 24, 2016 | Dec 9, 2025 | no | KNOXVILLE, TN|Knoxville, TN|NEWPORT BEACH, CA|KNOXVILLE, TN | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Sep 3, 2013 | Jun 29, 2023 | no | KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| SAGEVIEW PRIVATE CLIENT GROUP, LLC | Former SEC adviser | Jan 7, 2008 | Dec 31, 2015 | no | KNOXVILLE, TN|NEWPORT BEACH, CA | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Feb 8, 2005 | Oct 20, 2005 | no | KNOXVILLE, TN | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2004 | Feb 18, 2005 | no | KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | CREATIVE PLANNING | Jan 30, 2026 | Jan 30, 2026 | 0 | Firm change | Ibd to RIA |
| SAGEVIEW PRIVATE CLIENT GROUP, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 9, 2025 | Jun 29, 2023 | -894 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | SAGEVIEW PRIVATE CLIENT GROUP, LLC | Jun 29, 2023 | Mar 24, 2016 | -2,653 | Firm change after gap | Other |
| SAGEVIEW PRIVATE CLIENT GROUP, LLC | CREATIVE PLANNING INSTITUTIONAL ADVISORS, LLC | Dec 31, 2015 | Sep 26, 2011 | -1,557 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | SAGEVIEW PRIVATE CLIENT GROUP, LLC | Oct 20, 2005 | Jan 7, 2008 | 809 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | WALNUT STREET SECURITIES, INC. | Feb 18, 2005 | Feb 8, 2005 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:105348:TN:2026-01-21 | Jan 30, 2026 | Jan 30, 2026 | KNOXVILLE, TN | Firm change |
| 134997:105644:TN:2025-12-09 | Dec 9, 2025 | Jun 29, 2023 | KNOXVILLE, TN | Firm change after gap |
| 13572:134997:TN:2023-06-29 | Jun 29, 2023 | Mar 24, 2016 | KNOXVILLE, TN | Firm change after gap |