DFX Intelligence

C••••• J•••••• O••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••••• J•••••• O••

Advisor at C•••• C•••••• M••••••••• L••

SPRING PARK, MN

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Search this name across graphsid dfx:ria:1dbbc38a-051f-b5bb-1145-f8fed432be8e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 20, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C•••••• M••••••••• L••	State registered	Sep 25, 2025	n/a	yes	SPRING PARK, MN	Current employment
L••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 26, 2024	Sep 15, 2025	no	Wayzata, MN\|SAINT LOUIS, MO\|Plymouth, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F•••••••• G••••• L••	C•••• C•••••• M••••••••• L••	Sep 15, 2025	Sep 25, 2025	10	Firm change	Ibd to state RIA
I••••• F••••••••	L••••• F•••••••• G••••• L••	Jul 26, 2024	Jul 26, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
143430:281554:MN:2023-10-06	Oct 6, 2023	Oct 9, 2023	PLYMOUTH, MN	Firm change

Relationships

Registered with (4)

→ C•••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Sep 25, 2025 to presentfactForm ADV
→ L••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Jul 26, 2024 to Sep 15, 2025factForm ADV
→ I••••• F••••••••Registered adviserregistration: previous registration
Oct 9, 2023 to Jul 26, 2024factForm ADV
→ W••• O•••••••• I•••

Dated events

Occurred
Sep 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dbbc38a-051f-b5bb-1145-f8fed432be8e
First observed: Sep 20, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.