DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

GREGORY BRIAN PAINE

Advisor at CAPITAL MANAGEMENT ASSOCIATES INC

MINNEAPOLIS, MN | Faribault, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1dc43775-5f41-bf9f-eb52-ec22a1ee37ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL MANAGEMENT ASSOCIATES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 8
Exams: S66
First exam: Oct 2, 2008
First registration: Oct 16, 2008
Dual registered: yes, broker-dealer
Other names: GREGORY PAINE
IAPD individual key: 5575617

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL MANAGEMENT ASSOCIATES INC	Independent wealth	Apr 1, 2022	n/a	yes	Faribault, MN\|MINNEAPOLIS, MN	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Nov 28, 2011	Apr 4, 2022	no	FARIBAULT, MN\|FARIBAULT, MN\|HORTON, MI\|Faribault, MN	Previous registration
MORGAN STANLEY	Wirehouse	Apr 16, 2010	Dec 12, 2011	no	ROCHESTER, MN\|FARIBAULT, MN\|ROCHESTER, MN	Previous registration
EDWARD JONES	National bd RIA	Oct 16, 2008	Apr 19, 2010	no	FARIBAULT, MN\|OWATONNA, MN\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	CAPITAL MANAGEMENT ASSOCIATES INC	Apr 4, 2022	Apr 1, 2022	-3	Firm change	Ibd to RIA
MORGAN STANLEY	OSAIC INSTITUTIONS, INC.	Dec 12, 2011	Nov 28, 2011	-14	Firm change	Other
EDWARD JONES	MORGAN STANLEY	Apr 19, 2010	Apr 16, 2010	-3	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ CAPITAL MANAGEMENT ASSOCIATES INCRegistered adviserregistration: current employment
Apr 1, 2022 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Nov 28, 2011 to Apr 4, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 16, 2010 to Dec 12, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 16, 2008 to Apr 19, 2010factForm ADV

Dated events

Occurred
Apr 4, 2022
Advisor changed firm
Gregory Brian Paine left Osaic Institutions, Inc. for Capital Management Associates Inc (registered 2022-04-01)
Form ADVobserved 4 days ago