This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Sep 6, 2019

First registration

Mar 5, 2021

Dual registered

yes, broker-dealer

Other names

JAMES KENDALL HALLORAN|James Kendall Halloran|JAMES HALLORAN

IAPD individual key

6679579

• Occurred

  Oct 25, 2023
  Advisor changed firm

  James Kendall Halloran left Fidelity Personal And Workplace Advisors for Lpl Financial Llc (registered 2024-07-11)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1dce3dce-2b72-4631-1a22-e32d7ead631f

First observed

Mar 5, 2021

Last observed

Sep 14, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.