K•••• T• S••••

Advisor at L•• F•••••••• L••

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1dd1e7d2-4225-128c-3235-103ab13ab6a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 8, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 20, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2023	n/a	yes	BOSTON, MA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 10, 2018	Apr 9, 2019	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	L•• F•••••••• L••	Sep 8, 2015	Aug 25, 2015	-14	Firm change	Other
E••••• J••••	M••••• S••••••	Apr 1, 2013	Apr 11, 2013

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 10, 2018 to Apr 9, 2019factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 11, 2013 to Sep 8, 2015factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
May 8, 2012 to Apr 1, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dd1e7d2-4225-128c-3235-103ab13ab6a8
First observed: May 8, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.