This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2022-11-28); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

5

Advisory employees

5

Offices

2Schedule D 1.F, beyond the principal office

Accounts

0

Individual clients

0

High net worth clients

0

Custody, client assets

$0

SEC number

801-127103

CRD

321088

Filings on the tape

1

First filed

Nov 28, 2022

Latest filed

Nov 28, 2022

Organised

Other (specify), Nebraska

• Occurred

  Nov 28, 2022
  First Form ADV filing

  Horizon Financial filed its initial SEC registration (Form ADV)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1dd2cfa6-56f8-4789-ee38-9eb9d8be5e6a

First observed

Nov 28, 2022

Last observed

Nov 28, 2022 46 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.