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I•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

I•••••••• L••

CRD 299350

TAMPA, FL

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Search this name across graphsid dfx:ria:1dd3439e-03b0-750c-e0b9-07a462867aea

Data as of Jul 9, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jan 25, 2019 to Jul 9, 2019
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2019-07-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Offices

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• S•••• H••••	President	Na	yes	06/2019	Jul 9, 2019	Jul 9, 2019
F••••••• J••••• V•••••	Trustee	F	yes	02/2016	Jan 25, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•• O••• C•••••• A•••••••• L••	n/a	Mixed wealth	$267M	N	yes	n/a

Relationships

Affiliated with (1)

→ L•• O••• C•••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (8)

← H••••• G••••••• P••••OwnerMEMBER, ownership code C, individual
Jan 25, 2019 to presentfactForm ADV
← B••••••• S•••• H••••OwnerPRESIDENT, ownership code NA, individual
Jul 9, 2019 to presentfactForm ADV
← J••••••• T•••••• W••••••OwnerSENIOR VICE PRESIDENT, ownership code NA, individual

Dated events

Occurred
Jul 9, 2019
Control person joined
Jean Pamela Stross (Chief Executive Officer And Chief Compliance Officer) appeared on Schedule A of I•••••••• L••
Form ADVobserved 7 days ago
Occurred
Jul 9, 2019
Control person joined
Harry Shad Besikof (President) appeared on Schedule A of I•••••••• L••
Form ADVobserved 7 days ago
Occurred
Jan 25, 2019
First Form ADV filing
I•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dd3439e-03b0-750c-e0b9-07a462867aea
First observed: Jan 25, 2019
Last observed: Jul 9, 2019 87 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.