DFX Intelligence
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Reading the graph
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Advisor at SPC
Milton, DE | ANN ARBOR, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• | Bd affiliated wealth | Nov 17, 2025 | n/a | yes | Milton, DE|ANN ARBOR, MI | Current employment |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Sep 5, 2017 | Jun 26, 2020 | no | PARAMUS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• A••••• S••••••••• L•• | S•• | Jun 26, 2020 | Nov 17, 2025 | 1,970 | Firm change after gap | Ibd to ibd |
| C•••••••• F•••••••• G•••• A••••••• | P••• A••••• S••••••••• L•• | Sep 29, 2017 | Sep 5, 2017 |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Jun 5, 2010 | Sep 29, 2017 | no | LITTLE SILVER, NJ|LITTLE SILVER, NJ|MT. LAUREL, NJ | Previous registration |
| S••••••••• P•••••••• S••••••••• L•• | State registered | Mar 17, 2008 | May 20, 2010 | no | THE VILLAGES, FL | Previous registration |
| C•••••••• F•••••••• S••••••• | n/a | Sep 29, 2004 | Dec 12, 2005 | no | RED BANK, NJ | Previous registration |
| -24 |
| Firm change |
| Other |
| S••••••••• P•••••••• S••••••••• L•• | C•••••••• F•••••••• G•••• A••••••• | May 20, 2010 | Jun 5, 2010 | 16 | Firm change | Other |
| C•••••••• F•••••••• S••••••• | S••••••••• P•••••••• S••••••••• L•• | Dec 12, 2005 | Mar 17, 2008 | 826 | Firm change after gap | Other |