DFX Intelligence
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Registered advisor
E••••• D• D•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as E••••• D• D••••••••• D•••••• D••••••••• D•••••• D••••••••• D••••••••• D•••• D••••••••• D•••••• D••••••••• D•••• D••••••••• D•••••••
At current firm
0 y
since Nov 17, 2025
In the industry
39 y
since Nov 26, 1986 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Nov 17, 2025 · Milton, De
- P••• A••••• S••••••••• L•• BD affiliatedSep 5, 2017 to Jun 26, 2020 · Paramus, Nj
- C•••••••• F•••••••• G•••• A••••••• formerJun 5, 2010 to Sep 29, 2017 · Little Silver, Nj
- S••••••••• P•••••••• S••••••••• L•• state registeredMar 17, 2008 to May 20, 2010 · The Villages, Fl
- C•••••••• F•••••••• S••••••• unclassifiedSep 29, 2004 to Dec 12, 2005 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to S••left Jun 26, 2020, registered Nov 17, 2025 (1970 days) · Affiliated broker-dealer or bank to another
- C•••••••• F•••••••• G•••• A••••••• to P••• A••••• S••••••••• L••left Sep 29, 2017, registered Sep 5, 2017 (-24 days) · Other
- S••••••••• P•••••••• S••••••••• L•• to C•••••••• F•••••••• G•••• A•••••••left May 20, 2010, registered Jun 5, 2010 (16 days) · Other
- C•••••••• F•••••••• S••••••• to S••••••••• P•••••••• S••••••••• L••left Dec 12, 2005, registered Mar 17, 2008 (826 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address