DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CITIGROUP GLOBAL MARKETS INC.
New York, NY | Lynbrook, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 17, 2021 | n/a | yes | Lynbrook, NY|New York, NY | Current employment |
| CITI PRIVATE ADVISORY, LLC | Former SEC adviser | Nov 17, 2021 | Jun 30, 2010 | no | Lynbrook, NY|New York, NY|New York, NY|New York, NY|Garden City, NY|New York, NY|New York, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 29, 2019 | Aug 16, 2021 | no | WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | CITI PRIVATE ADVISORY, LLC | Aug 16, 2021 | Nov 17, 2021 | 93 | Firm change | Other |
| CITI PRIVATE ADVISORY, LLC | CITIGROUP GLOBAL MARKETS INC. | Jun 30, 2010 | Nov 17, 2021 | 4,158 | Bulk transfer | Other |