DFX Intelligence

N••••••• P••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

N••••••• P••• B•••••

Advisor at B•••••••• I••••••••• M••••••••• L••

New York, NY | PRINCETON, NJ

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Search this name across graphsid dfx:ria:1de77352-f91f-704b-dec4-d7ce1c88c4b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• M••••••••• L••	Asset manager	Aug 9, 2022	n/a	yes	PRINCETON, NJ\|New York, NY	Current employment
A•••••• G••••• I•••••••• U••• L••	Former SEC adviser	Sep 4, 2018	Jul 14, 2022	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• G••••• I•••••••• U••• L••	B•••••••• I••••••••• M••••••••• L••	Jul 14, 2022	Aug 9, 2022	26	Firm change	Other
L•• F•••••••• L••	I••••••••• F•••••••• P•••••••	Aug 16, 2018	Feb 21, 2018

Relationships

Registered with (5)

→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Aug 9, 2022 to presentfactForm ADV
→ A•••••• G••••• I•••••••• U••• L••Registered adviserregistration: previous registration
Sep 4, 2018 to Jul 14, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 12, 2018 to Aug 16, 2018factForm ADV
→ I••••••••• F•••••••• P•••••••

Dated events

Occurred
Jul 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1de77352-f91f-704b-dec4-d7ce1c88c4b8
First observed: Oct 25, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.