C••••• C• W•••

Advisor at M••••• S••••••

San Jose, CA

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Search this name across graphsid dfx:ria:1e0b5f7e-ed11-ef78-6ade-4292cf91d311

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 24, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 18, 2023	n/a	yes	San Jose, CA	Current employment
K•• W••••• M••••••••• L••	n/a	Dec 18, 2019	Feb 23, 2023	no	CUPERTINO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• W••••• M••••••••• L••	M••••• S••••••	Feb 23, 2023	Apr 18, 2023	54	Firm change	Other
G••••• A•••• M••••••••• L••	K•• W••••• M••••••••• L••	Dec 9, 2019	Dec 18, 2019

Relationships

Registered with (7)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 18, 2023 to presentfactForm ADV
→ K•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 18, 2019 to Feb 23, 2023factForm ADV
→ G••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 1, 2017 to Dec 9, 2019factForm ADV
→ C•••••• W••••• M•••••••••Registered adviser

Dated events

Occurred
Feb 23, 2023
Advisor changed firm
C••••• C• W••• left K•• W••••• M••••••••• L•• for M••••• S•••••• (registered 2023-04-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e0b5f7e-ed11-ef78-6ade-4292cf91d311
First observed: Apr 24, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.