DFX Intelligence

A••••• G•••••• A•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A••••• G•••••• A•••

Advisor at I•••••••• F•••••••• P•••••••

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e0b6997-b4ec-e363-f9e1-1f1cd37b22cd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• F•••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• F•••••••• P•••••••	Independent wealth	May 18, 2026	n/a	yes	NAPERVILLE, IL	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Jun 27, 2023	Jun 17, 2026	no	Naperville, IL\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	I•••••••• F•••••••• P•••••••	Jun 17, 2026	May 18, 2026	-30	Firm change	Ibd to new firm
J••• M••••• S••••••••• L••	T••••••• A•••••• N••••••• L••	Apr 1, 2023	Jun 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
304569:341913:MN:2026-06-17	Jun 17, 2026	May 18, 2026	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (4)

→ I•••••••• F•••••••• P•••••••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 27, 2023 to Jun 17, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 28, 2022 to Apr 1, 2023factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Jun 17, 2026
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 1, 2023
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 16, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e0b6997-b4ec-e363-f9e1-1f1cd37b22cd
First observed: Dec 23, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.