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Advisor at MML INVESTORS SERVICES, LLC
WALL TOWNSHIP, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | WALL TOWNSHIP, NJ | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 2, 2015 | Mar 25, 2017 | no | WALL TOWNSHIP, NJ|Fairfield, NJ | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Nov 24, 2009 | Jan 2, 2015 | no | WALL TOWNSHIP, NJ | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Apr 20, 2004 | Oct 16, 2009 | no | RYE BROOK, NY|MANALAPAN, NJ | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | Aug 14, 2003 | Dec 18, 2003 | no | PISCATAWAY, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| NEW ENGLAND SECURITIES CORPORATION | MSI FINANCIAL SERVICES, INC. | Jan 2, 2015 | Jan 2, 2015 | 0 | Bulk transfer | Other |
| OSAIC FA, INC. | NEW ENGLAND SECURITIES CORPORATION | Oct 16, 2009 | Nov 24, 2009 | 39 | Firm change | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | OSAIC FA, INC. | Dec 18, 2003 | Apr 20, 2004 | 124 | Firm change | Other |