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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

BRETT GOETZ

Advisor at MORGAN STANLEY

Plantation, FL

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Search this name across graphsid dfx:ria:1e308315-a796-c4d9-4119-ddceb41fce81

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Oct 5, 1993
First registration: Aug 13, 1999
Dual registered: yes, broker-dealer
Other names: BRETT JOEL GOETZ
IAPD individual key: 2382136

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jan 17, 2020	n/a	yes	Plantation, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 12, 2011	Jan 28, 2020	no	Hallandale Beach, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 17, 2011	no	AVENTURA, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	AVENTURA, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Sep 30, 2004	Apr 2, 2007	no	AVENTURA, FL\|AVENTURA, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 13, 1999	Oct 1, 2004	no	AVENTURA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Jan 28, 2020	Jan 17, 2020	-11	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Aug 17, 2011	Aug 12, 2011	-5	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY DW INC.	Oct 1, 2004	Sep 30, 2004	-1	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 17, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 12, 2011 to Jan 28, 2020factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Sep 30, 2004 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.