DFX Intelligence

N•••••• A•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

N•••••• A•• M•••••••

Advisor at A••••••••• L••

Mountain View, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:1e3372c5-a8c4-c558-1dc5-69b84c225ae2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• L••	Independent wealth	Feb 1, 2017	n/a	yes	Mountain View, CA\|LOS ANGELES, CA	Current employment
S••••••• I••••••••• G••••• I•••	Former SEC adviser	Jan 4, 2016	Feb 9, 2017	no	MOUNTAIN VIEW, CA\|MOUNTAIN VIEW, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• G••••• I•••	A••••••••• L••	Feb 9, 2017	Feb 1, 2017	-8	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
10331:146720:CA:2017-02-09	Feb 9, 2017	Feb 1, 2017	MOUNTAIN VIEW, CA	Firm change

Relationships

Registered with (2)

→ A••••••••• L••Registered adviserregistration: current employment
Feb 1, 2017 to presentfactForm ADV
→ S••••••• I••••••••• G••••• I•••Registered adviserregistration: previous registration
Jan 4, 2016 to Feb 9, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e3372c5-a8c4-c558-1dc5-69b84c225ae2
First observed: Jan 4, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.