DFX Intelligence

B• • B• F•••••••• P••••••• C••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

B• • B• F•••••••• P••••••• C••• I•••

CRD 111628

O'FALLON, MO

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Search this name across graphsid dfx:ria:1e33e1a5-ab3e-00ba-94d8-cc4afbeb0786

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2026 to Mar 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $93.1M••• Locked
Discretionary RAUM: $93.1M
Private client RAUM: $93.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 3
Advisory employees: 3

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• E••••• H•••••••	n/a	O'FALLON, MO	27	31	n/a	yes
W••••• J••••• O•••••••	Certified Financial Planner	O'FALLON, MO	27	44

Relationships

Affiliated with (1)

← C••••• • C••••••• I•••Registered adviserother investment adviser
factForm ADV

Registered with (3)

← T••••••• B••••• E••••Advisorregistration: current employment
Apr 23, 2019 to presentfactForm ADV
← W••••• J••••• O•••••••Advisorregistration: current employment
Apr 17, 1999 to presentfactForm ADV
←

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e33e1a5-ab3e-00ba-94d8-cc4afbeb0786
First observed: Mar 30, 2026
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.