DFX Intelligence

N••••• D•••••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

N••••• D•••••• J•••••

Advisor at F•••••••• P••••••• C•••••••••

SAN DIEGO, CA | San Diego, CA

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Search this name across graphsid dfx:ria:1e36f3b7-9855-feb4-19d1-a6243a40bba8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• P••••••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• P••••••• C•••••••••	State registered	Feb 20, 2015	n/a	yes	San Diego, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 17, 2014	n/a	yes	SAN DIEGO, CA	Current employment

Relationships

Registered with (2)

→ F•••••••• P••••••• C•••••••••Registered adviserregistration: current employment
Feb 20, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 17, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e36f3b7-9855-feb4-19d1-a6243a40bba8
First observed: May 1, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.