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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

FLEXADVISOR LLC

CRD 298308

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e3d5d35-b755-e7b3-fef7-ed05aaa8c9f6

Data as of Dec 9, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2018 to Dec 9, 2019
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2019-12-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
SEC number: 801-114020
CRD: 298308
Filings on the tape: 4
First filed: Aug 21, 2018
Latest filed: Dec 9, 2019
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GARZA, RODRIGO	CHIEF EXECUTIVE OFFICER	Na	yes	05/2018	Aug 21, 2018	Dec 9, 2019
GONZALEZ NAVARRO, JOSE, CARLOS	MANAGING MEMBER	E	yes	06/2018	Aug 21, 2018	Dec 9, 2019
REY DE SA, CATALINA	CHIEF COMPLIANCE OFFICER	Na	no	07/2018	Aug 21, 2018	Dec 9, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FLEXFUNDS HOLDINGS LLC	n/a	n/a	n/a	N	yes	n/a
FLEXINVEST SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
GWM LIMITED	n/a	n/a	n/a	N	yes	n/a
LEVERAGE SHARES MANAGEMENT CO.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Apr 1, 2019	$0	$0	2	1	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$0	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (2)

← GONZALEZ NAVARRO, JOSE, CARLOSOwnerMANAGING MEMBER, ownership code E, individual
Aug 21, 2018 to presentfactForm ADV
← GARZA, RODRIGOOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Aug 21, 2018 to presentfactForm ADV

Owns (1)

← REY DE SA, CATALINAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 21, 2018 to presentfactForm ADV

Dated events

Occurred
Aug 21, 2018
First Form ADV filing
Flexadvisor Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e3d5d35-b755-e7b3-fef7-ed05aaa8c9f6
First observed: Aug 21, 2018
Last observed: Dec 9, 2019 82 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FLEXADVISOR LLC

CRD 298308

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e3d5d35-b755-e7b3-fef7-ed05aaa8c9f6

Data as of Dec 9, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GARZA, RODRIGO

CHIEF EXECUTIVE OFFICER

yes

05/2018

Aug 21, 2018

Dec 9, 2019

GONZALEZ NAVARRO, JOSE, CARLOS

MANAGING MEMBER

yes

06/2018

Aug 21, 2018

Dec 9, 2019

REY DE SA, CATALINA

CHIEF COMPLIANCE OFFICER

07/2018

Aug 21, 2018

Dec 9, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FLEXFUNDS HOLDINGS LLC

n/a

yes

n/a

FLEXINVEST SECURITIES, INC.

n/a

yes

n/a

GWM LIMITED

n/a

yes

n/a

LEVERAGE SHARES MANAGEMENT CO.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Apr 1, 2019

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a