DFX Intelligence

G••••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

G••••••• C•••••• P•••••••• L••

CRD 133792

BOSTON, MA

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Search this name across graphsid dfx:ria:1e45a82f-37b6-58f1-5163-6bfc89cf65e9

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 5
On other graphs: 2
Observed: Mar 30, 2012 to Mar 31, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••••• C•••••• P•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

G••••••• C•••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.9B••• Locked
Discretionary RAUM: $1.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••••• P•••••• E••••• O••••••••• V••• L•••	Private Equity Fund	$387M	Mar 31, 2026	150	Mar 31, 2023	reported	021-438774
G••••••• P•••••• E••••• O••••••••• V•• L•••	Private Equity Fund	$270M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• C• R••••••••	Member	C	yes	04/2007	Mar 30, 2012	Mar 27, 2024
B••••••• C• R••••••••	Member	C	yes	03/2017	Mar 30, 2012	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••••• P•• I• F••• L••	n/a	n/a	n/a	Y	yes	n/a
G•• I••• L••	n/a	n/a	n/a	Y	yes	n/a
G••• V•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.9B	$2.0B	-4.3%	$1.9B	-0.6%	19	21	0	0

Relationships

Advises (24)

→ G••••••• P•••••• E••••• O••••••••• V••••• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ G••••••• P•••••• E••••• O••••••••• V••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ G••••••• P•••••• E••••• H••••••• I•• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ G••••••• P•••••• E••••• H••••••• V•••• L•••

Dated events

Occurred
Mar 31, 2026
P•••••• fund no longer reported
••• Locked
Form ADVobserved today
$1.9M
Occurred
Mar 31, 2026
P•••••• fund no longer reported
••• Locked
Form ADVobserved today
$3.6M
Occurred
Mar 31, 2026
P•••••• fund gav change
••• Locked
Form ADVobserved today
$-119M
Occurred
Mar 31, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e45a82f-37b6-58f1-5163-6bfc89cf65e9
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.