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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FOX POINT CAPITAL MANAGEMENT LLC

CRD 157118

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e4ec69a-e2cb-2611-d5fd-a30f3f540f08

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Feb 10, 2012 to Mar 26, 2020
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $25.8MItem 5.F on the latest filing (2020-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $25.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Individual clients: 0
High net worth clients: 0
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $25.8Mgross asset value as reported per fund; never fund size
SEC number: 801-73299
CRD: 157118
Filings on the tape: 18
First filed: Feb 10, 2012
Latest filed: Mar 26, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
FOX POINT FUND LP	Hedge Fund	$13.6M	Mar 26, 2020	21	Feb 10, 2012	reported	021-112028
FOX POINT QP FUND LP	Hedge Fund	$8.6M	Mar 26, 2020	4	Feb 10, 2012	reported	021-116566
FOX POINT GULF CURRENCIES OPPORTUNITY FUND LLC	Hedge Fund	$3.6M	Mar 26, 2020	61	Mar 10, 2017	reported	021-271619
FOX POINT OFFSHORE LTD	Hedge Fund	$0	Apr 3, 2017	0	Feb 10, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDERSON, CHARLES, SHOBER	Member	E	yes	01/2016	Feb 10, 2012	Mar 26, 2020
ANDERSON, CHARLES, SHOBER	LIMITED PARTNER	E	yes	01/2016	Feb 10, 2012	Mar 26, 2020
ANDERSON, CHARLES, SHOBER	Founder	Na	yes	08/2006	Feb 10, 2012	Mar 26, 2020
AQUINO, MATTHEW, HECTOR	CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	04/2015	Apr 9, 2015	Mar 26, 2020
FOX POINT INVESTMENT MANAGEMENT GP, LLC	GENERAL PARTNER	F	yes	01/2016	Aug 10, 2016	Mar 26, 2020
FOX POINT INVESTMENT MANAGEMENT LP	SOLE MANAGING MEMBER	E	yes	01/2016	Aug 10, 2016	Mar 26, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FOX POINT PERFORMANCE LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 26, 2020	$25.8M	$25.8M	3	2	0	3	$25.8M
2018	Mar 29, 2019	$45.9M	$45.9M	4	2	0	3	$45.9M
2017	Mar 19, 2018	$104M	$104M	6	4	0	3	$104M
2016	Mar 10, 2017	$157M	$157M	6	4	n/a	4	$157M
2015	Mar 30, 2016	$381M	$381M	7	4	n/a	3	$381M
2014	Feb 13, 2015	$269M	$269M	7	3	n/a	3	$269M
2013	Mar 26, 2014	$338M	$338M	8	3	n/a	3	$338M
2012	Mar 26, 2013	$746M	$746M	9	4	n/a	3	$746M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$25.8M	$45.9M	-43.8%	$157M	-45.3%	3	4	0	0

Relationships

Advises (4)

→ FOX POINT FUND LPPrivate fundHedge Fund, IA
Feb 10, 2012 to presentfactForm ADV
→ FOX POINT QP FUND LPPrivate fundHedge Fund, IA
Feb 10, 2012 to presentfactForm ADV
→ FOX POINT GULF CURRENCIES OPPORTUNITY FUND LLCPrivate fundHedge Fund, IA
Mar 10, 2017 to presentfactForm ADV
→ FOX POINT OFFSHORE LTDPrivate fundHedge Fund, IA, no longer reported
Feb 10, 2012 to Apr 3, 2017factForm ADV

Controls (4)

← AQUINO, MATTHEW, HECTOROwnerCHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 9, 2015 to presentfactForm ADV
← ANDERSON, CHARLES, SHOBEROwnerMEMBER, ownership code E, individual
Feb 10, 2012 to presentfactForm ADV
← FOX POINT INVESTMENT MANAGEMENT GP, LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Aug 10, 2016 to presentfactForm ADV
← FOX POINT INVESTMENT MANAGEMENT LPOwnerSOLE MANAGING MEMBER, ownership code E, domestic entity
Aug 10, 2016 to presentfactForm ADV

Dated events

Occurred
Mar 26, 2020
Control person left
Allison Albanese (Managing Director) no longer on Schedule A of Fox Point Capital Management Llc (listed 2019-09-09, absent 2020-03-26)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e4ec69a-e2cb-2611-d5fd-a30f3f540f08
First observed: Feb 10, 2012
Last observed: Mar 26, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOX POINT CAPITAL MANAGEMENT LLC

CRD 157118

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1e4ec69a-e2cb-2611-d5fd-a30f3f540f08

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

FOX POINT FUND LP

Hedge Fund

$13.6M

Mar 26, 2020

Feb 10, 2012

reported

021-112028

FOX POINT QP FUND LP

Hedge Fund

$8.6M

Mar 26, 2020

Feb 10, 2012

reported

021-116566

FOX POINT GULF CURRENCIES OPPORTUNITY FUND LLC

Hedge Fund

$3.6M

Mar 26, 2020

Mar 10, 2017

reported

021-271619

FOX POINT OFFSHORE LTD

Hedge Fund

Apr 3, 2017

Feb 10, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDERSON, CHARLES, SHOBER

Member

yes

01/2016

Feb 10, 2012

Mar 26, 2020

ANDERSON, CHARLES, SHOBER

LIMITED PARTNER

yes

01/2016

Feb 10, 2012

Mar 26, 2020

ANDERSON, CHARLES, SHOBER

Founder

yes

08/2006

Feb 10, 2012

Mar 26, 2020

AQUINO, MATTHEW, HECTOR

CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER

yes

04/2015

Apr 9, 2015

Mar 26, 2020

FOX POINT INVESTMENT MANAGEMENT GP, LLC

GENERAL PARTNER

yes

01/2016

Aug 10, 2016

Mar 26, 2020

FOX POINT INVESTMENT MANAGEMENT LP

SOLE MANAGING MEMBER

yes

01/2016

Aug 10, 2016

Mar 26, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FOX POINT PERFORMANCE LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 26, 2020

$25.8M

2018

Mar 29, 2019

$45.9M

2017

Mar 19, 2018

$104M

2016

Mar 10, 2017

$157M

n/a

$157M

2015

Mar 30, 2016

$381M

n/a

$381M

2014

Feb 13, 2015

$269M

n/a

$269M

2013

Mar 26, 2014

$338M

n/a

$338M

2012

Mar 26, 2013

$746M

n/a

$746M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$25.8M

$45.9M

-43.8%

$157M

-45.3%