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Advisor at CATOCTIN RIDGE WEALTH PARTNER
THURMONT, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CATOCTIN RIDGE WEALTH PARTNER | Independent wealth | Nov 8, 2024 | n/a | yes | THURMONT, MD | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Apr 1, 2021 | Mar 17, 2025 | no | ROCKVILLE, MD|Thurmont, MD|ROCKVILLE, MD|Herndon, VA|Thurmont, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | Jan 2, 2020 | Apr 1, 2021 | no | ROCKVILLE, MD|Rockville, MD|Thurmont, MD|Herndon, VA|Thurmont, MD | Previous registration |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Aug 9, 2013 | Dec 31, 2019 | no | FREDERICK, MD|Thurmont, MD|TANEYTOWN, MD|HAGERSTOWN, MD|MOUNT AIRY, MD|THURMONT, MD|HAGERSTOWN, MD|CROFTON, MD|CATONSVILLE, MD|GETTYSBURG, PA|PHILADELPHIA, PA|RED LION, PA|STATE COLLEGE, PA|FAIRFAX, VA|HERNDON, VA | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Jun 1, 2010 | Jul 9, 2013 | no | BLUE BELL, PA|HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | CATOCTIN RIDGE WEALTH PARTNER | Mar 17, 2025 | Nov 8, 2024 | -129 | Firm change after gap | Ibd to new firm |
| H. BECK, INC. | GROVE POINT ADVISORS, LLC | Apr 1, 2021 | Apr 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| NATIONWIDE SECURITIES, LLC | H. BECK, INC. | Dec 31, 2019 | Jan 2, 2020 | 2 | Firm change | Other |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | NATIONWIDE SECURITIES, LLC | Jul 9, 2013 | Aug 9, 2013 | 31 | Firm change | Other |