DFX Intelligence

D••••••• D••••••• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

D••••••• D••••••• Z••••

Advisor at L•• F•••••••• L••

HIGHLANDS, NJ | SEA GIRT, NJ

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Search this name across graphsid dfx:ria:1e5d0f7f-092e-6b9b-59f3-fb24c4ca3052

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 28, 2021	n/a	yes	HIGHLANDS, NJ\|SEA GIRT, NJ	Current employment
R•••• A••••••• S•••••••• I•••	Independent wealth	Mar 13, 2020	Mar 2, 2021	no	See Girt, NJ\|GLENVIEW, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• A••••••• S•••••••• I•••	L•• F•••••••• L••	Mar 2, 2021	Jan 28, 2021	-33	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
123842:6413:IL:2021-03-02	Mar 2, 2021	Jan 28, 2021	GLENVIEW, IL	Firm change after gap

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 28, 2021 to presentfactForm ADV
→ R•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2020 to Mar 2, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e5d0f7f-092e-6b9b-59f3-fb24c4ca3052
First observed: Mar 13, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.