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RIA / WealthAdvisorCertified Financial Planner11 years in industry

SALLY ANN SHELTON

Advisor at MARBELLA WEALTH ADVISORY GROUP, LLC

ATLANTA, GA

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Search this name across graphsid dfx:ria:1e618e69-cab4-defa-12e5-9e226ec5656e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Oct 4, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARBELLA WEALTH ADVISORY GROUP, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 18, 2016
First registration: Oct 4, 2016
Dual registered: no
IAPD individual key: 6481452

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MARBELLA WEALTH ADVISORY GROUP, LLC	State registered	May 1, 2025	n/a	yes	ATLANTA, GA	Current employment
OXFORD FINANCIAL GROUP, LTD	Independent wealth	Feb 23, 2023	Oct 11, 2024	no	CARMEL, IN\|ATLANTA, GA\|ATLANTA, GA	Previous registration
COMPASS WEALTH MANAGEMENT, LLC	Independent wealth	May 13, 2019	Aug 1, 2022	no	ATLANTA, GA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 2, 2017	Oct 11, 2018	no	ATLANTA, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 4, 2016	Aug 25, 2017	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OXFORD FINANCIAL GROUP, LTD	MARBELLA WEALTH ADVISORY GROUP, LLC	Oct 11, 2024	May 1, 2025	202	Firm change	RIA to state RIA
COMPASS WEALTH MANAGEMENT, LLC	OXFORD FINANCIAL GROUP, LTD	Aug 1, 2022	Feb 23, 2023	206	Firm change	RIA to RIA
J.P. MORGAN SECURITIES LLC	COMPASS WEALTH MANAGEMENT, LLC	Oct 11, 2018	May 13, 2019	214	Firm change	Wirehouse to RIA
UBS FINANCIAL SERVICES INC.	J.P. MORGAN SECURITIES LLC	Aug 25, 2017	Oct 2, 2017	38	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ MARBELLA WEALTH ADVISORY GROUP, LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ OXFORD FINANCIAL GROUP, LTDRegistered adviserregistration: previous registration
Feb 23, 2023 to Oct 11, 2024factForm ADV
→ COMPASS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 13, 2019 to Aug 1, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 2, 2017 to Oct 11, 2018factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 4, 2016 to Aug 25, 2017factForm ADV

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
Sally Ann Shelton left Oxford Financial Group, Ltd for Marbella Wealth Advisory Group, Llc (registered 2025-05-01)
Form ADVobserved 4 days ago
Occurred
Aug 1, 2022
Advisor changed firm
Sally Ann Shelton left Compass Wealth Management, Llc for Oxford Financial Group, Ltd (registered 2023-02-23)
Form ADVobserved 4 days ago