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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 18, 2026 | n/a | yes | PLYMOUTH, MN|OVERLAND PARK, KS | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | May 11, 2012 | May 20, 2026 | no | OVERLAND PARK, KS|FRANKLIN, TN|OVERLAND PARK, KS | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Oct 10, 2002 | May 16, 2012 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| WS GRIFFITH SECURITIES, INC. | n/a | Dec 28, 1999 | Oct 11, 2002 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | May 20, 2026 | May 18, 2026 | -2 | Firm change | Ibd to ibd |
| OSAIC FA, INC. | COMMONWEALTH FINANCIAL NETWORK | May 16, 2012 | May 11, 2012 | -5 | Firm change | Other |
| WS GRIFFITH SECURITIES, INC. | OSAIC FA, INC. | Oct 11, 2002 | Oct 10, 2002 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:116407:KS:2026-05-19 | May 20, 2026 | May 18, 2026 | OVERLAND PARK, KS | Firm change |