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D••••• R•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

D••••• R•••••• M••••••

Advisor at O•••• W•••••• I•••

Brookfield, WI | BROOKFIELD, WI

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Search this name across graphsid dfx:ria:1e6e3853-b0ed-fa78-b838-96d47d0df096

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Apr 10, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 14, 2024	n/a	yes	BROOKFIELD, WI	Current employment
R••• W••••• A••••••• L••	State registered	Mar 14, 2023	n/a	yes	Brookfield, WI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	R••• W••••• A••••••• L••	Jun 14, 2024	Mar 14, 2023	-458	Firm change after gap	Ibd to state RIA
A••••••• W••••• M••••••••• M••••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Jul 19, 2022

Relationships

Registered with (6)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ R••• W••••• A••••••• L••Registered adviserregistration: current employment
Mar 14, 2023 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2022 to Jun 14, 2024factForm ADV
→ A••••••• W••••• M••••••••• M••••••••• I•••

Dated events

Occurred
Jun 14, 2024
Advisor changed firm
D••••• R•••••• M•••••• left S••••••••• A•••••• A•••••••• I••• for R••• W••••• A••••••• L•• (registered 2023-03-14)
Form ADVobserved 7 days ago
Occurred
Jul 19, 2022
Advisor changed firm
D••••• R•••••• M•••••• left A••••••• W••••• M••••••••• M••••••••• I••• for S••••••••• A•••••• A•••••••• I••• (registered 2022-01-03)
Form ADVobserved 7 days ago
Occurred
Jan 7, 2022
Advisor changed firm
D••••• R•••••• M•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for A••••••• W••••• M••••••••• M••••••••• I••• (registered 2015-03-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e6e3853-b0ed-fa78-b838-96d47d0df096
First observed: Apr 10, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.