DFX Intelligence

F•••••••• H••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

F•••••••• H••••• B•••••

Advisor at O• K••• C••••••

Mill Valley, CA

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Search this name across graphsid dfx:ria:1e7c2433-e86f-3a6d-0775-f508b830c35b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• K••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 26, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• K••• C••••••	State registered	Jan 1, 2021	n/a	yes	Mill Valley, CA	Current employment
E••••• P•••••••• I•••	Former SEC adviser	Jan 27, 2017	Dec 14, 2019	no	NOVATO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• P•••••••• I•••	O• K••• C••••••	Dec 14, 2019	Jan 1, 2021	384	Firm change	RIA to state RIA
O• K••• C••••••• L••	E••••• P•••••••• I•••	Dec 31, 2016	Jan 27, 2017

Relationships

Registered with (3)

→ O• K••• C••••••Registered adviserregistration: current employment
Jan 1, 2021 to presentfactForm ADV
→ E••••• P•••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2017 to Dec 14, 2019factForm ADV
→ O• K••• C••••••• L••Registered adviserregistration: previous registration
Feb 6, 2012 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e7c2433-e86f-3a6d-0775-f508b830c35b
First observed: May 29, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.