DFX Intelligence

P••••• A•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

P••••• A•••••• R•••••

Advisor at I•••••••• C•••••• M•••••••••

KINGSPORT, TN

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Search this name across graphsid dfx:ria:1e8015ed-0fa4-b735-0334-fbdc89d3bc7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 13, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• C•••••• M•••••••••	Independent wealth	Jun 6, 2013	n/a	yes	KINGSPORT, TN	Current employment
G••• W••••• A•••••••• I•••	Former SEC adviser	Nov 2, 2006	Jan 24, 2007	no	KINGSPORT, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	G•••••• A••••••• A•••• M••••••••• I•••	Feb 6, 2007	Jun 15, 2004	-966	Firm change after gap	Other
G••• W••••• A•••••••• I•••	I•••••••• C•••••• M•••••••••	Jan 24, 2007	Jun 6, 2013

Relationships

Registered with (4)

→ I•••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jun 6, 2013 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 26, 2004 to Feb 6, 2007factForm ADV
→ G••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2006 to Jan 24, 2007factForm ADV
→ G•••••• A••••••• A•••• M••••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e8015ed-0fa4-b735-0334-fbdc89d3bc7f
First observed: Mar 26, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.