DFX Intelligence

S•••••• E••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)40 years in industry

S•••••• E••• F•••••

Advisor at L•• F•••••••• L••

PITTSBURGH, PA

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Search this name across graphsid dfx:ria:1e828ff3-c3a4-b619-de16-8fca4efd09f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 22, 2023	n/a	yes	PITTSBURGH, PA	Current employment
L•• E••••••••• L••	Bd affiliated wealth	May 18, 2016	Apr 7, 2023	no	PITTSBURGH, PA\|FORT MILL, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	L•• F•••••••• L••	Apr 7, 2023	Mar 22, 2023	-16	Firm change	Other
D•••••• • R••••••• A••••••••• I•••	L•• E••••••••• L••	Jul 15, 2016	May 18, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
8733:6413:SC:2023-04-07	Apr 7, 2023	Mar 22, 2023	FORT MILL, SC	Firm change
121786:8733:PA:2016-07-15	Jul 15, 2016	May 18, 2016	PITTSBURGH, PA	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 22, 2023 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
May 18, 2016 to Apr 7, 2023factForm ADV
→ D•••••• • R••••••• A••••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2007 to Jul 15, 2016factForm ADV

Dated events

Occurred
Apr 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e828ff3-c3a4-b619-de16-8fca4efd09f4
First observed: Dec 7, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.