DFX Intelligence

C••••••••• A••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C••••••••• A••• T•••••

Advisor at A••• S•••••••• W•••••• L••

CHATTANOOGA, TN

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Search this name across graphsid dfx:ria:1e842189-1a0e-1807-3c11-da7a1e90713d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• S•••••••• W•••••• L••	Independent wealth	May 27, 2020	n/a	yes	CHATTANOOGA, TN	Current employment
I••••••••• A••••••• P•••••••• L••	Independent wealth	Feb 7, 2017	Jun 30, 2020	no	CHATTANOOGA, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• P•••••••• L••	A••• S•••••••• W•••••• L••	Jun 30, 2020	May 27, 2020	-34	Firm change after gap	RIA to new firm
O•••• F•• I•••	I••••••••• A••••••• P•••••••• L••	Jul 26, 2013	Jul 31, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
156135:308569:TN:2020-06-25	Jun 30, 2020	May 27, 2020	CHATTANOOGA, TN	Firm change after gap

Relationships

Registered with (3)

→ A••• S•••••••• W•••••• L••Registered adviserregistration: current employment
May 27, 2020 to presentfactForm ADV
→ I••••••••• A••••••• P•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2017 to Jun 30, 2020factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Dec 1, 2011 to Jul 26, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1e842189-1a0e-1807-3c11-da7a1e90713d
First observed: Dec 1, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.